Private offerings of securities are extraordinary transactions for all
but the largest companies. As these transactions are extraordinary for most
companies, so are they extraordinary for their otherwise competent staffs. We
can assist with every aspect of the capital raising process.
Transactions successfully completed:
Sale of common stock of WebGen Systems, Incorporated to an
institutional investor and the simultaneous exchange of the company's preferred
stock and convertible notes for common stock
Bridge
financing for Book Tech, Inc., with angel investors.
Direct sale of preferred stock of The MicroOptical Corporation to The Hillman Company.
Private Placement of 9.25% Senior Notes of Ekco Group, Inc., placed
by Bear Stearns & Co., Inc. and Smith Barney, Inc., pursuant to Rule 144A.
Private placement of 12.70% Senior Subordinated Notes of Ekco
Housewares, Inc., placed by First Boston Corporation.
Direct sale of a 7.0%, Convertible Subordinated Note of Ekco Group,
Inc. to The 1818 Fund, an affiliate of Brown Brothers,
Harriman & Co.
Direct sale of 881,542 Shares of Common Stock of
Ekco Group, Inc. with to 1818 Fund, an affiliate of Brown Brothers, Harriman
& Co.
Direct placement of a Farmers Home Administration
Guaranteed Term with North Carolina National Bank.